The misuse of material information can lead to SEC (CVM) investigations, fines, individual liability, and immediate reputational damage. TothBe’s Insider Trading Training was developed for banks, asset managers, insurance companies, and public corporations operating under high regulatory exposure that need to strengthen their informational responsibility culture.
Practical program.
Executive language.
Behavioral focus.
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In the capital markets, regulatory exposure rarely begins with a major scandal. It starts with daily decisions that are poorly evaluated:
A personal investment made at the wrong time.
Information discussed informally.
A conflict of interest that went undeclared. Small deviations can lead to major consequences.
Common market risks:
Personal trading during sensitive periods.
Undeclared conflicts of interest.
Informal sharing of strategic information.
Failures during blackout periods.
Inadequate communication before official disclosures.
In regulated environments, exposure doesn’t just depend on intent—it depends on perception, context, and governance. And effective governance doesn’t react. It anticipates.
Insider trading is the use of material, non-public information to obtain an unfair advantage in the trading of securities. In Brazil, it can lead to:
Administrative proceedings with the CVM (SEC)
Hefty fines
Disqualification of directors and officers
Criminal liability
Immediate reputational impact
TothBe’s Insider Trading training is structured to generate practical awareness and strengthen responsible decision-making in high-regulatory environments.
The program is 100% online, allowing for wide-scale training with control, traceability, and content standardization—essential for regulated institutions.
The methodology combines:
Strategic Gamification, which increases engagement and retention;
Practical Case Studies inspired by real-life Brazilian market situations;
Executive Dilemma Simulations and gray areas;
Objective Language, aligned with the financial market.
In addition to the learning experience, TothBe delivers:
Tracking Reports and Certificates, aligned with governance and compliance requirements;
Completion and Performance Indicators;
Customization for integration with the institution’s internal policies.
The result is an animated training program that not only informs but creates a documentary trail, strengthens the culture of integrity, and reduces behavioral vulnerabilities.
Effective prevention requires method, clarity, and evidence. That is what TothBe delivers.
If your organization operates in the capital markets, preventing insider trading cannot be treated as a mere formality.
TothBe structures executive, objective training programs applicable to the reality of the financial sector.